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How do you Monitor Compliance with Codes of Conduct?

Computer Associates

Computer Associates
Patrick Gnazzo, Chief Compliance Officer and SVP Business Practices

Runtime: 1:10

Key Takeaways:

  1. Common tools for monitoring compliance with Codes of Conduct: a) surveys b) focus groups c)transaction auditing d) auditing to policies and procedures e) desk audits
  2. Understand employee attitudes about your Code of Conduct
  3. Spot surveys on a particular issue are often useful if a company has been in the news

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